Disclosures

General Disclosures

• Citadel Group Tax Strategy

UK Disclosures

• Modern Slavery Act
• Shareholder Rights Directive and Stewardship Code
• CAEU Section 172(1) Statement
• CEEU Section 172(1) Statement
• CMEL II Section 172(1) Statement
• CMEL III Section 172(1) Statement
• CEES Section 172(1) Statement
• CAEU Pillar 3 disclosures

A copy of Appendix A is available upon request at [email protected]

France Disclosures

• 2022 Rapport Article 29 Loi Energie Climat
• SFDR and SRD2
• HFFRA Pillar 3 Disclosures

A copy of Appendix A is available upon request at [email protected]

Citadel France: RTS 28 Best Execution Reports

• 2022-HFFRA-Top-5-Quality-of-Execution-Interest Rate Derivatives-Swaps-Forwards and Other Interest Rate Derivatives
• 2022-HFFRA Top-5-Quality-of-Execution-Interest Rate Derivatives – Futures and Options admitted to trading on a trading venue
• 2022-HFFRA Top-5-Quality-of-Execution-Equity Derivatives – Futures and options admitted to trading on a trading venue
• 2022-HFFRA Top-5-Quality-of-Execution-Debt Instruments Bonds
• 2022-HFFRA Top-5-Quality-of-Execution-Currency_Derivatives
• 2022-HFFRA Top-5-Quality-of-Execution-Commodity Derivatives – Futures and Options admitted to trading on a trading venue
• 2021-HFFRA Top-5-Quality-of-Execution-Commodity Derivatives – Futures and options admitted to trading on a trading venue
• 2021-HFFRA Top-5-Quality-of-Execution-Debt Instruments Bonds
• 2021-HFFRA Top-5-Quality-of-Execution-Equity Derivatives – Futures and options admitted to trading on a trading venue
• 2021-HFFRA Top-5-Quality-of-Execution-Interest Rate Derivatives – Futures and Options admitted to trading on a trading venue
• 2021-HFFRA-Top-5-Quality-of-Execution-Interest Rate Derivatives-Swaps-Forwards and Other Interest Rate Derivatives

US Transparency in Coverage Rule

• Aetna Machine — Readable File